A variety of legal and regulatory requirements apply to the advisors and other financial professionals listed on our website, which may differ based on the services they provide and the particular licenses they hold. Before engaging any financial professional to provide you advice, you should ask him or her to provide information about the capacity in which they are acting as well as a copy of the Securities and Exchange Commission's Form CRS, and any other relevant disclosure document. You can learn more about individual financial professionals and their firms through FINRA's BrokerCheck and the SEC's Investment Advisor Public Disclosures databases.
The College verifies that this individual currently holds the above referenced designation(s) from The College. All other information on this page is provided by the designation holder and not by The College. The College does not verify and is not responsible for the accuracy of such information.
The College does not provide referrals. Reference in this site to any person or organization, or activities, products, or services related to such person or organization, or any linkages from this website to the website of another party, is provided for the information and convenience of the user, and does not constitute or imply any endorsement, recommendation, or favoring by The College of such person, organization, activity, product, or service.
The advisor charges an hourly fee for their services collects a percentage of a client's assets under management. Asset management means the advisor is actively investing their client's money with the intent of increasing its worth.